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Toronto Stock Exchange Regulatory Policies and Procedures

TSX has a variety of regulatory policies and procedures which it follows on a day-to-day basis to help it conduct its business at the highest levels of integrity, excellence and responsibility, and to lead by example. In particular, TSX is committed to transparency in its management of conflicts of interest and potential conflicts of interest, whether real or perceived. The following TSX policies and procedures assist TSX in its operation and management of conflicts of interest and potential conflicts of interest.