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TSX Venture Exchange Regulatory Policies and Procedures

TSXV has a variety of regulatory policies and procedures which it follows on a day-to-day basis to help it conduct its business at the highest levels of integrity, excellence and responsibility, and to lead by example. In particular, TSXV is committed to transparency in its management of conflicts of interest and potential conflicts of interest, whether real or perceived. The following TSXV policies and procedures assist TSXV in its operation and management of conflicts of interest and potential conflicts of interest.